Showing posts with label risk. Show all posts
Showing posts with label risk. Show all posts

Sunday, 10 May 2015

Watching for Eagles

“Instead of this absurd division into sexes they ought to class people as static and dynamic.” Evelyn Waugh, Decline and Fall (1928)

Although written for comic effect, there is more than a grain of truth in Evelyn Waugh’s proposed classification of the sexes. 


A study, triggered by the UK’s financial services industry’s regulatory body’s requirement to assess risk tolerance in investors, has demonstrated that there is a profound difference in male and female approaches and attitudes to risk. Geoff Trickey and So Yi Yeung, of the Psychological Consultancy Limited, published the research in 2012. They had assessed a group of 2,000 men and women in 20 different fields of work worldwide and found that the gap between men and women when it comes to taking risks, was “unexpected in its magnitude’. They concluded that this difference is genetic in origin and would have been a crucial contributor to the success and survival of our species. Women were found to be more than twice as likely to be cautious and prudent, whilst men are prone to being adventurous and carefree.


I was discussing this very factor with three members of my team earlier this week and both Pav and Alice told me I should blog about it. We were considering the annual performance appraisal process and looking at the variations in ratings. Throughout my career, I have often found that women tend to rate themselves lower than men in their self-appraisals. I admit that this is a sweeping generalisation, but it has seemed to be a common occurrence wherever I have been employed - and I have been a senior HR leader, with access to the data, in Financial Services, Professional Services and Technology organisations. I commented to my colleagues that I suspected this difference comes down to genetics and is deep rooted in hindbrain responses. The hindbrain or rhombencephalon evolved more than 500 million years ago. It resembles the brain of a modern reptile and is responsible for many of our automatic reflexes such as the control of breathing, heart rate, digestion, movement and sense perception. In prehistoric times women were most probably responsible for looking after the children and were based in land close to the home-base, perhaps tending crops and preparing food and necessities for the tribe’s survival – they would have spent much of their time on the look out for danger (“watching for eagles”).

 NB above video is a fake 

In contrast, men in early times were responsible for hunting and feeding the tribe – we know this from numerous cave illustrations from around the world. By necessity men needed a greater appetite for risk and adventure than the women, to help them cope with the dangers and stress of hunting wild animals armed with only sticks and stones. If you are off to get a mammoth or rhino for supper you need a degree of chutzpah.

Mammoth from Rouffignac, France. Painted circa 13,000 years ago
Women remain more cautious than men, or so it appears from a study undertaken by the Pew Research Centre in 2012 that found that, when using social media, women are careful about setting privacy settings (restricting access to their profiles to close circles and deleting people from their networks) whereas over ¼ of the men in the study chose the most public settings for their profiles and also expressed a higher rate of regrets for posts they had made or shared. Similar findings have also been espoused in relation to job applications – most notably the Hewlett Packard report that appeared to indicate that men apply for a job when they meet 60% of the required qualifications and criteria, but women apply only if they meet 100% (as quoted in Lean In, The Confidence Code). Subsequent research has shown that these statistics are misleading, as they are not based on women’s lack of confidence but rather on a desire not to waste anyone’s time and hence perhaps a misconception of the hiring process – most job descriptions are an ideal for the role and allowances are often made for people who need to “grow into the role”. Clearly more women need to become aware of this.


Part of women’s outlook may be historical, based on their experience once large numbers started entering the workforce. Economic necessity, especially during the downturn of the 1970s, often resulted in both husbands and wives taking on employment to cover household expenses. However the work available to women was usually administrative or clerical as few had professional qualifications. I remember in the early 80’s being advised that I should aspire to becoming a secretary, nurse, teacher or shepherdess – all admirable roles but perhaps not ones that would fully utilise my law degree. My paternal grandmother (one of the brightest women I have known) told me that she was “banned from taking a degree” by her family, who saw further education for women as no more than an unnecessary extravagance. It was not until late in the 20th century that women started breaking into the professional workspace and their jobs were attained through the qualifications that had attained. It is possible that bias still remains in some workplaces and hence women need to meet the criteria for a role more closely than their male counterparts – this was demonstrated in a McKinsey report that concluded that men are often hired or promoted for their potential, whereas women were selected due to their experience and track record.


According to social-cognitive theory, most performance raters have difficulty overcoming their ingrained stereotypes in relation to how they perceive men and women; it is probable that preconceptions encourage many of us to apply certain behaviours and characteristics to others we work with. For example Del Boca and Ashmore’s research in the1980s demonstrated that (in Western cultures) stereotypical male characteristics include competence, rationality and assertion; whereas female characteristics include warmth and expressiveness – this results in the risk of women being seen as

“Nice but incompetent, the typical man as competent but maybe not so nice.” (Susan Fiske, 1998) 
St George and the Dragon by Paolo Uccello
Here is one of my favourite poems inspired by this picture
In their 2002 paper, Cara Bauer and Boris Baltes make some proposals on how best to go about reducing the effects of gender stereotypes on performance evaluations - they propose that although “women who are evaluated by raters with traditional stereotypes may receive less positive outcomes than their true performance dictates” this can be overcome by a “structured free recall” (meaning that “raters are instructed to recall behaviours that they have observed and to rely on these observations when completing the rating”). I must confess to being a bit un-nerved by this. Most employees and managers complain about the annual performance management process – in particular the length and time required to complete an appraisal. A structured approach usually requires formal questions being answered and then the responses being used to support a decision – this can mean adding an extra step to the process. Rather than doing this I would hope that sufficiently informed and trained raters would know to rely on specific evidence and incidents that had occurred during the past year rather than just writing how they feel about a person.

Using evidence based decisions to hit the target
Regrettably, this is not the case in all organisations. According to an article in Fortune published in August 2014 the approach and words used towards men and women in appraisals differs. The research into the words used in the documentation of 248 appraisal reviews (from 180 people, 105 men and 75 women), within a number of technology businesses certainly provides food for thought – women tend to be given critical, personal feedback more often than men (negative personal observations were made in 2 out of 83 critical reviews received by men in the sample, but adverse personal comments were included in 71 of the 94 critical reviews received by women). The use of particular words seems to be common when criticising women – namely “Abrasive”, “Bossy”, “Strident” and “Aggressive” in relation to their leadership style and “Emotional” and “Irrational” for the manner in which they raise objections. Of these words, only “Aggressive” was applied to men and of the three instances recorded two were seeking to encourage the individual to be more aggressive. This also seems to hark back to stereotypical responses grounded in our hindbrain reaction. 

To create the world of the future, we need to rise above being reptilian. Perhaps that is the most important reminder we need, to help each of us avoid being biased when assessing others.



Right…I’m now off to prepare mammoth steaks for the family’s lunch – can you keep an eye out for the eagles?


Monday, 25 August 2014

Fighting Fit

People keep telling me that I am “glowing” and noticeably relaxed, having just returned from a fortnight holiday. Although we have been home for nearly a week, memories of India still crowd my mind – the sizzle of spices frying in a pan; the scent of crushed ginger leaves underfoot as we walked through the spice plantations; the panicked flight of parakeets and pigeons over the palace in Madurai as an eagle swooped to catch its lunch;


and the harsh clash of metal and sparks flying as two men with swords and shields tried to defend them selves from the other’s onslaught. I now know what it must have been like to be a spectator at a Roman gladiatorial fight. On a local contact’s suggestion, we went to watch a display of Kalaripayattu – the traditional martial art of Kerala (a beautiful region of Southern India). The demonstration was varied, ranging from group warm-ups and stretching, which resembled a yoga session combined with modern dance;


carefully choreographed fights that would not have been out of place on the stage or in a Bollywood film;


displays of skill and dexterity; and



high impact demonstrations of bravery and timing, which at times rivalled anything presented by the world famous Cirque du Soleil.


In India Kalaripayattu is known as the “Mother of Martial Arts”- it is certainly an ancient skill that came into being before the 11th century AD, during a period of extended warfare between two Indian dynasties, the Cholas and the Cheras.  It was formally taught in places of learning “Kalari” (which translates as “school” or “gymnasium”), prior to the introduction of the modern education system – not dissimilar to the Ancient Greek approach. (“Payattu” means “to fight” or “to exercise”.) During the colonial period the practice of martial arts was discouraged, but the practice, which was practiced by devoted followers from a range of castes and religions, was not stamped out.  Today the Kalaris are still treated as places of worship, with a shrine and offering lamps lit when they are in use.


The dedication, fitness and determination of the men demonstrating their skills to us were impressive – if only I could inspire similar degree of focus and effort from my children at home or employees at work.


India was a wonderful holiday. There is no doubt that taking a break, away from the constant flood of emails and incessant demands, has been good for me; I am confident that my thinking is clearer, my ability to prioritise is more effective and I am not letting day-to-day pressures get to me as much as they did a month ago.  Long may this continue…

Chalk kolam on pavement outside family home
for prosperity and good fortune
Pondicherry, India
Given my current state, I can understand why French unions and employers, in the high-tech and consulting sectors, have formed a labour agreement enabling workers to establish a set period during which they have an “obligation to disconnect communication tools”. Various organisations are encouraging their staff to switch off their smart phones and Blackberries and take a break – the German car and truck maker, Daimler, has installed “Mail on Holiday” software, which permits employees to set their out-of-office response systems so that all incoming emails are deleted, with the sender notified and offered an available alternative contact in case the matter is urgent. This means that employees can return to work refreshed and without the time-consuming distraction of an over-flowing inbox. Other organisations, primarily those in the financial services sector, are introducing policies to control email and phone usage for employees while on vacation. Deutsche Bank allows staff to monitor emails, but forbids them from conducting business or influencing transactions, and Barclays permits emails but bans the receipt of or response to phone calls.


For many years Compliance and Risk specialists have advocated employees taking an uninterrupted fortnight’s vacation, as that length of absence is usually sufficient time for fraudulent activity to come to light. In my opinion it is good now to see organisations beginning to be more mindful of the health, wellbeing and effectiveness of their people, instead of being solely focused on corporate risk. I am aware of one CEO who banned all internal emails for a week – after a degree of initial shock and resistance, employees realised that email is most effective as a means for delivering supporting documentation and not a tool for project managing or getting things done (other than simple admin such as diary coordination). For many employees, email takes up significant hours of their working life, without it people found that they had time to do the tasks that formerly they had put off. They also found that they had to be better at prioritising what actually needed to be done and taking ownership of tasks and outcomes.


I am of the opinion that exhausted and stressed employees are a risk to their employers as well as to themselves. People make mistakes when they are tired – last year there was a case in Germany where a tired bank clerk dozed off, but left his fingers resting on the number 2 on his keyboard, resulting in a transfer of 6222 million Euro, as opposed to the 62.40 Euro amount that a customer had expected. A Harvard Medical School study claims that insomnia may be the cause of as many as 274,000 occupational accidents in the USA with an annual cost of US $ 31.1 billion per annum. Few, if any, employers have policies relating to rest, sleep and insomnia although the risks posed by exhaustion are formidable.

That Dreadful Insomnia by *Sheeyo on deviantART
Stress can prove as damaging to individual health and productivity as exhaustion. Throughout my career I have noticed that accident levels increase when individuals are put under pressure. This pressure/stress can result from a range of causes, including:

  • Periods of enforced change (such as the introduction of new systems or procedures);
  • Inappropriate relations with colleagues;
  • Times of audit or inspection;
  • Corporate actions, such as when redundancies, divestments or M&A initiatives occur, and the anxiety that these can arouse in employees if communication is poor and people are left to speculate on what the future may hold;
  • Poor management (especially from critical and dictatorial individuals who establish fear in those who work for them which results in a blame culture where people hide things or pass blame to others);
  • Long hours, performing similar and usually repetitive tasks; and
  • The actual work environment (for example poor equipment, misaligned seating, inappropriate floor layouts, bad lighting, etc...)
The UK Health and Safety Executive has identified six factors that can lead to stress in employees if not managed properly: Demands, Control, Support, Relationships, Role and Change.

Weeping Woman, 1937
Pablo Picasso
My maternal grandfather, Guy Crowden OBE (known in the family as "GP"), was a leading Professor of Applied Physiology. As an aside from this post, amongst other things he helped with the creation of the iron lung, (he advised Philip Drinker, whom he had met through their mutual research into industrial hygiene, (Drinker was the editor-in-chief of The Journal of Industrial Hygiene and GP had numerous research papers published ranging from the similarities in twins to the need to encourage physical activity across society to foster better health). GP was against patenting the discovery of the iron-lung, (originally designed to help with industrial respiratory issues), as he felt it should be a life-giving gift to mankind – it is interesting to note that when John Haven Emerson introduced an improved and less expensive iron lung in 1931, Drinker and Harvard University sued him for patent infringement. Emerson’s defence, which proved successful, was based on the moral requirement to keep lifesaving devices freely available).

Image from The Use of a New Apparatus
for the Prolonged Administration of Artificial Respiration."
Article published by Drinker and McKhann, 1929
My grandfather dedicated most of his life to researching the impact that working and the work environment has on people and their bodies – he believed in bridging the gap between research and everyday life. He was keen to find ways to enhance employees’ experiences at work as well as their performance, by researching the impact that the working environment has on people – he was very hands-on, for example attaching pedometers to nurses and postmen to determine some of the physical demands that their jobs made on them and assessing the correct height of desks for typists. He was a leading global expert on the impact that hours of work and the rate of working have on exhaustion and stress. An area of particular concern for him was “cumulative fatigue” – something which, in our constantly in touch, globalised world, is a serious risk for us all.



We need to switch off, in order to be fully switched on later when required to be alert. The Kalaripayattu practitioners looked after their health and wellbeing, through stretches, exercise and healing massages, as well as ensuring that they were suitably prepared before providing their demonstration. We have a duty of care to ourselves, as well as to others (including family, friends, the wider community and our employers), to ensure we too are fighting fit to face whatever the world throws at us.


Fighting mongoose and cobra